Risk Domains
Arctic Intelligence has developed a suite of risk and control modules that contain comprehensive risk models with hundreds of risk indicators, controls and control tests that can be used out-of-the-box or as a launchpad from which to adapt to suit your specific circumstances.
Risk Domains
Financial Crime Risk Domains
AML/CTF Risk
Our AML/CTF Risk and Control Module combines risk models with over 450 tailored risk indicators across Environmental, Business, Customer, Product and Service, Channel, Transaction and Country Risk Groups, helping you to identify and assess money laundering and terrorism financing risks effectively.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage ML/TF risks in a way that is both appropriate and proportionate to the nature, size and complexity of your business.
ML/TF/PF Risk by Industry
We offer a suite of money laundering, terrorism and proliferation financing risk and control modules for over twenty industry sectors across Financial Services, Gaming, Gatekeeper Professions and High-Value Goods Dealers.
These modules contain comprehensive risk models for enterprise-wide ML/TF/PF risk; channel risk and product and services risk, with hundreds of different risk indicators, enabling you to assess the design and operational effectiveness of your control framework.
Bribery and Corruption Risk
Our Bribery and Corruption Risk and Control Module combines risk models with over 450 tailored risk indicators across Environmental, Business, Customer, Product and Service, Channel, Transaction and Country Risk Groups, helping you to identify and assess bribery and corruption risks effectively.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage bribery and corruption risks in a way that is both appropriate and proportionate to the nature, size and complexity of your business.
Correspondent Banking Risk
Our Correspondent Banking Risk and Control Module for AML/CTF and Sanctions is built on the Wolfsberg Correspondent Banking Due Diligence Questionnaire (CBDDQ) framework and features a risk model with over 150 tailored risk indicators across 60 Risk Factors and 14 Risk Groups, helping correspondent banks to identify and assess risk.
Supported by a comprehensive controls library of corrective, detective and preventive measures and control tests enabling you to mitigate and manage risks in an appropriate and proportionate manner.
Fraud Risk
Our Fraud Risk and Control Module combines risk models with over 150 tailored Risk Indicators across 10 Risk Groups, including Customer Account Fraud, Falsifying Work Papers, Contractor and Consultant Fraud, Procurement Fraud, Financial and Personnel Fraud, Management Fraud, Asset Misappropriation, Information Systems Fraud and other threats.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage fraud risks in a way that is both appropriate and proportionate to the nature, size and complexity of your business.
Market Abuse Risk
Our Market Abuse Risk and Control Module combines risk models with hundreds of tailored Risk Indicators, helping you to identify and assess market abuse risks such as insider trading, market manipulation, unfairly exploiting non-public information for personal or financial gain and other deceptive practices that threaten market integrity and stability.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage market abuse risks in a way that is both appropriate and proportionate to the nature, size and complexity of your business.
Modern Slavery Risk
Our Modern Slavery Risk and Control Module combines risk models with over 100 tailored risk indicators across 5 Risk Groups, Business Operations, Vendor Operations, Products, Supply Chain, Services, and Due Diligence, helping you to identify and assess modern slavery / human trafficking risks effectively.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage risks in a way that is both appropriate and proportionate to the nature, size and complexity of your business.
Proliferation Financing Risk
Our Proliferation Financing Risk and Control Module combines risk models with over 450 tailored risk indicators across Environmental, Business, Customer, Product and Service, Channel, Transaction and Country Risk Groups, helping you to identify and assess proliferation financing risks.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage risks proportionately to the nature, size and complexity of your business.
Sanctions Risk
Our Sanctions Risk and Control Module combines risk models with hundreds of tailored risk indicators across Environmental, Business, Customer, Product and Service, Channel, Transaction and Country Risk Groups, helping you to identify and assess exposure to sanctions related risks.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage sanctions risks in a way that is both appropriate and proportionate to the nature, size and complexity of your business.
Tax Evasion Risk
Our Anti-Facilitation of Tax Evasion Risk and Control Module combines risk models with hundreds of tailored risk indicators across Environmental, Business, Customer, Product and Service, Channel, Transaction and Country Risk Groups, helping you to identify and assess tax evasion risks effectively.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage tax evasion risks in a way that is both appropriate and proportionate to the nature, size and complexity of your business.
Wildlife Trafficking Risk
Our Wildlife Trafficking Risk and Control Module combines risk models with hundreds of tailored risk indicators across three risk groups - Customer, Business and Transaction, helping you to identify and assess exposure to wildlife trafficking and environmental crime related risks.
Supported by a comprehensive controls library of corrective, detective and preventive measures and suggested control tests enabling you to mitigate and manage wildlife trafficking risks in a way that is both appropriate and proportionate to the nature, size and complexity of your business.
Other Risk Domains
Enterprise Risk Management
We’ve developed an Enterprise Risk Management (ERM) Risk Module that contains over 150 individual Risk Indicators across 60 Risk Factors and 4 Risk Groups - Strategic; Financial; Operational and Regulatory.
Environment Social and Governance Risk
We’ve developed an Environmental, Social and Governance (ESG) Risk Module that contains over 140 individual Risk Indicators across 15 Risk Factors and 3 Risk Groups - Environmental, Social and Governance and hundreds of controls.