• Column 1 – Relevant designated service in subsection 6(2), 6(3) or 6(4) of the AML/CTF Act
  • Multiple tables – Financial Services, Bullion and Gambling Services
  • Any of the designated services in tables, 1, 2 or 3
  • Any of the designated services in tables, 1, 2 or 3
  • Table 1 – Financial Services
  • Any of the designated services
  • Items 40, 42 or 44
  • Items 2 or 3
  • Items 6 or 7
  • Items 6, 7, 8, 31, 32, 51 and 53
  • Item 17
  • Items 25 or 26
  • Item 33
  • Items 35 or 46
  • Item 43(a)
  • Items 43 or 45
  • Table 2 – Bullion
  • Items 1 or 2
  • Table 3 – Gambling Services
  • Items 5, 6, 9 and 10
  • Column 2 – AML/CTF Act and AML/CTF Rules references relevant to the exemptions
  • Multiple tables – Financial Services, Bullion and Gambling Services
  • Chapter 28 – Applicable customer identification procedures in certain circumstances – assignment, conveyance, sale or transfer of business
  • Chapter 50 – Exemption from applicable customer identification procedure in certain circumstances
  • Table 1 – Financial Services
  • Chapter 66 – Applicable customer identification procedures in certain circumstances – compulsory partial or total transfer of business made under the Financial Sector (Business Transfer and Group Restructure) Act 1999
  • Subsection 39(6)
  • Chapter 35 – Exemption from applicable customer identification procedures for correspondent banking relationships
  • Chapter 39 – Exemption from applicable customer identification procedures – premium funding loans for a general insurance policy
  • Chapter 45 – Debt collection
  • Paragraph 14.2 in Chapter 14 – Thresholds for certain designated services
  • Paragraph 14.3 in Chapter 14 – Threshold for certain designated services
  • Chapter 38 – Exemption from applicable customer identification procedures for the sale of shares for charitable purposes

    Chapter 49 – International Uniform Give-Up Agreements

  • Chapter 67 – Warrants
  • Part 41.2 in Chapter 41 – Exemption from applicable customer identification procedures – cashing out of low value superannuation funds and for the Departing Australia Superannuation Payment
  • Part 41.3 in Chapter 41 – Exemption from applicable customer identification procedures – cashing out of low value superannuation funds and for the Departing Australia Superannuation Payment
  • Table 2 – Bullion
  • Chapter 33 – Applicable customer identification procedure for purchases and sales of bullion valued at less than $5,000
  • Table 3 – Gambling Services
  • Chapter 52 – Persons who are license to operate no more than 15 gaming machines