• Our vision is simple - combining financial crime subject matter experts and world class technology skills to develop a suite of world-class financial crime risk solutions

    After 20 years of risk management advisory experience we have developed a world-class suite of compliance assurance and risk assessment platforms with the goal of making these accessible and affordable to all regulated entities, regardless of their size, industry sector or geographic location

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Our Solutions

Online Health Checks

We have designed the world’s first dedicated financial crime independent audit platform to help organisations to assess the design and operational effectiveness of their financial crime compliance programs.

AML/CFT Health Check

The AML/CFT Health Check platform is an online platform dedicated to controls assurance and provides a structured framework for conducting independent reviews to assess the design and operational effectiveness of anti-money laundering and counter-terrorism financing programmes.

The AML/CFT Health Check platform has been designed to leverage best practices in risk management controls assurance and was built based on a logical hierarchy that links rules and obligations, with policies, risks and controls and provides a means of assessing compliance against obligations, prioritising responses, providing auditor comments and management responses, as well as, assigning actions and attaching documentary evidence to support audit findings.

After the assessment has been completed for each compliance obligation users can create executive summary reports directly from the platform, highlighting the key observations, findings and recommendations, as well as, actions, issues and risks identified during the review process.

The AML/CFT Health Check platform also contains rich data analytics that provide actionable business intelligence including; real-time operational dashboards for tracking open and outstanding actions, issues and risks; interactive reports which can slice and dice audit data in many ways including, drilling into particular areas of interest, as well as, benchmarking audit outcomes across different timeframes, divisions and countries, it can even summarise on a single page the compliance status across hundreds of compliance obligations.

Anti-Bribery Health Check

The Anti-Bribery Health Check platform is an online platform dedicated to controls assurance and provides a structured framework based on the ISO 37001: anti-bribery management systems, for conducting independent reviews to assess the design and operational effectiveness of anti-bribery programmes.

The Anti-Bribery Health Check platform has been designed to leverage best practices in risk management controls assurance and was built based on a logical hierarchy that links rules and obligations, with policies, risks and controls and provides a means of assessing compliance against obligations, prioritising responses, providing auditor comments and management responses, as well as, assigning actions and attaching documentary evidence to support audit findings.

After the assessment has been completed for each compliance obligation users can create executive summary reports directly from the platform, highlighting the key observations, findings and recommendations, as well as, actions, issues and risks identified during the review process.

The Anti-Bribery Health Check platform also contains rich data analytics that provide actionable business intelligence including; real-time operational dashboards for tracking open and outstanding actions, issues and risks; interactive reports which can slice and dice audit data in many ways including, drilling into particular areas of interest, as well as, benchmarking audit outcomes across different timeframes, divisions and countries, it can even summarise on a single page the compliance status across hundreds of compliance obligations.

Data Risk Management Health Check

The Data Risk Management Health Check solution is an online platform dedicated to controls assurance and provides a structured framework for conducting independent reviews to assess the design and operational effectiveness of your Data Management practices in meeting your organisations obligations to the Data Protection and Data Privacy legislation of the geographies in which it collects and uses consumer data .

After the assessment has been completed for each compliance obligation users can create executive summary reports directly from the platform, highlighting the key observations, findings and recommendations, as well as, actions, issues and risks identified during the review process. The Data Risk Management Health check will be your Data Compliance Officer and Data Stewards key tool in ensuring your and their personal liabilities for

The Data Risk Management Health Check platform also contains rich data analytics that provide actionable business intelligence including; real-time operational dashboards for tracking open and outstanding actions, issues and risks; interactive reports which can slice and dice audit data in many ways including, drilling into particular areas of interest, as well as, benchmarking audit outcomes across different timeframes, data owners and stewards, divisions and countries, it can even summarise on a single page the compliance status across hundreds of compliance obligations.

Tax Compliance Health Check

Email us and we’ll keep you posted!

Coming Soon

The Tax Compliance Health Check will be a dedicated online compliance assurance tool designed to assist Foreign Financial Institutions (FFIs) and U.S. Financial Institutions (USFIs) to assess the design and operational effectiveness of systems, policies, procedures and other controls in relation to the following tax compliance laws; Qualified Intermediary (QI)^, Foreign Account Tax Compliance Act (FATCA)+ and the Common Reporting Standards (CRS).

Risk Assessments

We have designed the world’s first dedicated financial crime risk assessment platform to assist organisations of all sizes and across a diverse range of industry sectors and geographic locations to identify, assess, mitigate and manage financial crime risks.

Money Laundering and Terrorism Financing Risk Assessment

The Money Laundering and Terrorism Financing Risk Assessment Tool helps organisations to identify, assess, mitigate and manage risk across different dimensions and 300+ different risk factors tailored to over 25 Financial and Non-Financial sectors.

Getting started is easy.  Simply, select the industry sector, select and configure the relevant risk factors for your business, assess each risk factor and generate the risk dashboard report.  The Money Laundering and Terrorism Financing Risk Assessment Tool contains a number of features including; audit history, real-time operational dashboards for tracking compliance gaps, breach and incident dashboards and a configurable AML/CFT Program Manual document writer.

Bribery and Corruption Risk Assessment

The Bribery and Corruption Risk Assessment helps organisations to identify, assess, mitigate and manage risk across different dimensions and 300+ different risk factors tailored to over 30 industry sectors.

Getting started is easy.  Simply, select the industry sector, select and configure the relevant risk factors for your business, assess each risk factor and generate the risk dashboard report.  The Bribery and Corruption Risk Assessment contains a number of features including; audit history, real-time operational dashboards for tracking compliance gaps, breach and incident dashboards and a configurable Anti-Bribery Program Manual document writer.

Country Risk Assessment

The Country Risk Assessment Tool is a software-as-a-service (SaaS) cloud-based country and territory risk assessment tool, which contains a new methodology that assesses the country risk of 260 countries and territories based on over 25 credible third-party data sources and provides a normalised score across each survey and an overall country risk score for each country or territory based on a professional judgement across all surveys.

The Country Risk Assessment Tool is maintained frequently to ensure that the latest survey results are considered, saving you time and money.

Fraud Risk Assessment

The Fraud Risk Assessment Tool helps organisations to identify, assess, mitigate and manage fraud risk across different dimensions and 550+ different risk factors tailored to 30 industry sectors.

Getting started is easy.  Simply, select the industry sector, select and configure the relevant risk factors for your business, assess each risk factor and generate the risk dashboard report.  The Fraud Risk Assessment Tool contains a number of features including; audit history, real-time operational dashboards for tracking compliance gaps, breach and incident dashboards.

IT (Cyber) Risk Assessment

The IT (Cyber) Risk Assessment helps organisations to identify, assess, mitigate and manage fraud risk across different dimensions and 650+ different risk factors tailored to 30 industry sectors.

Getting started is easy.  Simply, select the industry sector, select and configure the relevant risk factors for your business, assess each risk factor and generate the risk dashboard report.  The IT (Cyber) Risk Assessment contains a number of features including; audit history, real-time operational dashboards for tracking compliance gaps, breach and incident dashboards.

AML/CFT Programs

We are currently building a standalone Anti-Money Laundering and Counter-Terrorism Financing Program Manual that will allow regulated entities to complete a questionnaire, including an expertly designed ML/TF risk assessment, which pre-populates a tailored AML/CFT (CTF) Program Manual based on your organisation’s risk profile, for you to implement.

Email us and we’ll keep you posted!

Coming Soon

The AML/CFT Program Manual is being developed by AML subject matter experts with decades of experience leading AML programmes for financial institutions in the UK, Europe and Australia and will be tailored to over 30 different industry sectors and considers domestic and international guidance from a diverse range of recognised sources.

The AML/CFT Program Manual has been purposefully designed for regulated entities in different countries and industry sectors, which once selected, directs the user to a pre-defined questionnaire that contains an ML/TF risk assessment, specifically tailored to the industry sector and generates an overall score based on the answers provided. Based on the overall score the user is directed to either a standard or high-risk AML/CFT Program Manual, which has been pre-written by our AML subject matter experts and includes a comprehensive jurisdiction risk score for 260 countries and territories.

From the system generated AML/CFT Program Manual, the user can edit (if required) and then publish this, which produces a snapshot in indexed SSRS, MS Word and PDF formats and stored in the audit history for future reference.

Training Solutions

We offer two types of financial crime training, online training delivered through a state-of-the-art learning management system and instructor led face-to-face training.

Online Training

Financial crime costs businesses billions of dollars every year. Hundreds of thousands of businesses globally must now comply with legislation related to anti-money laundering and counter-terrorism financing, anti-bribery and corruption, fraud, tax evasion or sanctions.

Are you one of those businesses? Do your employees understand the risks of non-compliance?

Arctic Intelligence has partnered with GRC Solutions, the recognised leader in the online compliance education market in the Asia Pacific region to offer access to first-class and affordable online financial crime, risk management and compliance training through the SALT Compliance e-Learning Library.

Purchasing courses through the online store is a great option for individuals or small groups who want to improve their understanding of their compliance obligations. All our eLearning courses have been designed to be accessible to a range of staff and job roles in your organisation. Once purchased, you will have 90 days to complete your course. Upon successful completion you will be issued with a certificate to download.

The Salt Compliance eLearning library covers wide range of compliance, risk and ethics topic areas with content for Australia, New Zealand, Singapore, Malaysia, Hong Kong and a growing list of jurisdictions as well as non-jurisdictional versions appropriate for staff operating in global markets.

Face-to-Face Training

Our courses have been developed by subject matter experts with years of practical experience managing financial  crime programs for some of the world’s largest and most successful financial institutions.

Our subject matter experts serve on the teaching faculty of the AML/CTF Management Program, accredited by both the Australian Financial Markets Association (AFMA) and the International Compliance Association (ICA), are regular contributors to various GRC publications and are accredited by the Australian Transaction Reports and Analysis Centre (AUSTRAC)  to perform independent AML/CFT Program reviews.

Our face-to-face training courses are a great way of briefing your staff on key aspects of financial crime legislation and ensures your Board, Management and Staff are equipped with the latest knowledge and developments in the financial crime field.

Consulting Services

We are a dedicated team of experienced professionals that are focussed on delivering world class financial crime prevention solutions and professional services to our clients and business partners around the world.

The types of consulting engagements we are typically involved with includes:

  • Financial crime advisory work – AML/CFT, Anti-Bribery and Corruption, Fraud, FATCA and Sanctions
  • Program and Project management delivery of financial crime prevention programs
  • Conducting Risk Assessments (initial and ongoing)
  • Independent Reviews of AML/CFT Programmes
  • Face-to-face training of Boards, Executive Management and Staff
  • Providing advice on managing regulatory relationships and conducting annual compliance reviews
  • Design, development and implementation of financial crime control frameworks.

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